Document Type ai
Document Type css
Document Type doc
Document Type eps
Document Type gif
Document Type htm
Document Type jpg
Document Type js
Document Type mp3
Document Type pdf
Document Type plain
Document Type png
Document Type ppt
Document Type txt
Document Type xls
Document Type zip
Read the CFTC Part 4 Easy Reference Guide (54 KB) to learn more about exemptions. For additional details about CFTC No Action Letters, click here.
If a firm is currently operating under an exemption, the exemption displays as Active. If a firm previously claimed an exemption but has since withdrawn it, the exemption displays as Withdrawn.
The date the firm's exemption was withdrawn.
The date the firm's exemption was last affirmed.
© 2024 National Futures Association. All Rights Reserved. NFA and NATIONAL FUTURES ASSOCIATION are registered trademarks of National Futures Association.
